Jim began his career in Financial Services at ASIC in 2003 as an Investigator in the Enforcement Division focussing primarily on financial services and corporate fraud investigations. In 2008 he moved to the ASX as a Senior Investigator within the ASX Markets Supervision division before taking up a role as a Compliance Officer at Morgan Stanley in 2010. In this role he helped to support Morgan Stanley’s wealth management business for over 6 years.
Jim joined Evans and Partners in June 2016 as a Compliance Manager based in Sydney and works with Brad Elstub on compliance and risk matters. Jim holds a Law degree.