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Important Disclosures

The information on this website is intended to provide general information only and has been prepared without taking into account your own objectives, financial situation or needs. For this reason, you should, before acting on the information in this site, consider the appropriateness of the information having regard to your own particular circumstances and if necessary, speak to your adviser to obtain professional advice. Please consider the relevant Product Disclosure Statement for any product named on this website before making a decision to acquire it. Fees and charges apply. Past performance should not be construed as an indicator of future performance.

The purpose of this page is to inform you of matters that could reasonably be expected to impair the independence and objectivity of our advice relating to specific listed investments.

Evans and Partners Pty Ltd receives commission from dealing in securities and its representatives, or introducers of business, may directly share in this commission

Former and current officers or employees, suppliers, and associates of the E&P Financial Group Limited group of companies (“the firm”) and their relatives are encouraged to report suspected misconduct affecting the firm. The firm provides a whistleblowing reporting mechanism via the KPMG FairCall service which can be accessed by phone (1800 500 965) or via an online portal (link here).

Important Disclosures

Security

Nature of Relationship

4DX

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

AMP

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

AQR

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

ARF

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities and/or provided advisory services for the company or its affiliates in the past 12 months, for which it received a fee.

AUI

The Issuer has appointed Evans and Partners Pty Ltd as Broker to an on-market buy-back.  Accordingly, Evans and Partners Pty Ltd may be restricted from giving sellers advice in respect to a sale of this security.

BRG

A director of E&P Financial Group Limited, the ultimate holding company of Evans and Partners Pty Ltd, is a director of Breville Group Limited.

CAN

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

CD1

The Responsible Entity (RE) of CD1, other entities that provide services to CD Private Equity Fund I (CD1) and Evans and Partners Pty Ltd are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  Each of the RE and other related entities will receive fees for services provided to CD1.  Directors or employees of E&P and/or its related bodies corporate are directors of the RE of CD1 and/or other related entities that provide services to CD1.  Each individual receives remuneration from E&P and/or its related entities.

CD2

The Responsible Entity (RE) of CD2, other entities that provide services to CD Private Equity Fund II (CD2) and Evans and Partners Pty Ltd are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  Each of the RE and other related entities will receive fees for services provided to CD2.  Directors or employees of E&P and/or its related bodies corporate are directors of the RE of CD2 and/or other related entities that provide services to CD2.  Each individual receives remuneration from E&P and/or its related entities.

CD3

The Responsible Entity (RE) of CD3, other entities that provide services to CD Private Equity Fund III (CD3) and Evans and Partners Pty Ltd are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  Each of the RE and other related entities will receive fees for services provided to CD3.  Directors or employees of E&P and/or its related bodies corporate are directors of the RE of CD3 and/or other related entities that provide services to CD3.  Each individual receives remuneration from E&P and/or its related entities.

CDIV

The Responsible Entity (RE) of CDIV, other entities that provide services to CD Private Equity Fund IV (CDIV) and Evans and Partners Pty Ltd are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  Each of the RE and other related entities will receive fees for services provided to CDIV.  Directors or employees of E&P and/or its related bodies corporate are directors of the RE of CDIV and/or other related entities that provide services to CDIV.  Each individual receives remuneration from E&P and/or its related entities.

CVCECF

The Trustee (Trustee) and the Investment Manager (IM) of CVC Emerging Companies Fund (Fund) and Evans and Partners Pty Ltd are wholly or partly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  The Trustee and IM will receive fees for acting as Trustee and IM of the Fund.  Directors or employees of E&P and/or its related bodies corporate are directors of the Trustee and/or IM of the Fund. A director of Evans and Partners Pty Ltd is a Portfolio Manager of the Fund. Each individual receives remuneration from E&P and/or its related entities.

DUI

The Issuer has appointed Evans and Partners Pty Ltd as Broker to an on-market buy-back.  Accordingly, Evans and Partners Pty Ltd may be restricted from giving sellers advice in respect to a sale of this security.

PIM9684AU

(Formerly EAF)

The Investment Manager (IM) of Orca Asia Fund (The Fund) and Evans and Partners Pty Ltd are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  The IM will receive fees for services provided to The Fund.  Directors or employees of E&P and/or its related bodies corporate are directors of the IM of The Fund. The Portfolio Manager and Assistant Portfolio Manager of The Fund are employees of E&P and/or its related bodies corporate.  Each individual receives remuneration from E&P and/or its related entities.

PIM4432AU

(Formerly EGD)

The Investment Manager (IM) of Orca Global Disruption Fund (The Fund) and Evans and Partners Pty Ltd are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  The IM will receive fees for services provided to The Fund.  Directors or employees of E&P and/or its related bodies corporate are directors of the IM of The Fund. Directors or employees of E&P and/or its related bodies corporate are members of the Fund’s Investment Committee and/or Portfolio Managers of The Fund. Each individual receives remuneration from E&P and/or its related entities.

PIM8122AU

(Formerly EGF)

The Investment Manager (IM) of Orca Global Fund (The Fund) and Evans and Partners Pty Ltd are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  The IM will receive fees for services provided to The Fund.  Directors or employees of E&P and/or its related bodies corporate are directors of the IM of The Fund. Employees of E&P and/or its related bodies corporate are Portfolio Managers of The Fund. Each individual receives remuneration from E&P and/or its related entities.

FSRECPF

The Responsible Entity (RE) and Fund Administrator of Fort Street Real Estate Capital Property Fund (FSRECPF), the Trustees of the investment entities through which FSRECPF invests (Investment Entities), and Evans and Partners Pty Ltd are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  The Investment Manager (IM) of FSRECPF is partially owned by a related body corporate of Evans and Partners Pty Ltd.  Each of the RE, Trustees and IM will receive fees for services provided to FSRECPF and/or the Investment Entities.  Directors or employees of E&P and/or its related bodies corporate are directors of the RE, Fund Manager and/or Trustees of FSRECPF and/or the Trust. Each individual receives remuneration from E&P and/or its related entities. E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has provided advisory services to the RE of FSRECPF in the past 12 months, for which it received a fee.

HPI

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

HUB

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

IAP

A director of E&P Financial Group Limited, the ultimate holding company of Evans and Partners Pty Ltd, is a director of Irongate Group

LE.US

A director of E&P Financial Group Limited, the ultimate holding company of Evans and Partners Pty Ltd, is a director of Lands’ End Inc.

LFG

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

MCP

Evans and Partners Pty Ltd (EAP) has been appointed acting broker for Gallin Pty Ltd in the on-market takeover bid for McPherson’s Limited. EAP will receive a fee for acting in this capacity. Accordingly, EAP may be restricted from giving sellers advice in respect to the sale of this security.

E&P Corporate Advisory Pty Limited, a related entity of EAP, has been appointed Financial Adviser to Gallin and Kin Group Pty Ltd in respect of the on-market takeover bid of McPherson’s Limited.

MQG

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

NAB

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has been appointed Joint lead manager to an offering of securities of the company or its affiliates, for which it will receive a fee.

NEW

The Responsible Entity (RE) and the Investment Manager (IM) of New Energy Solar (NES) and Evans and Partners Pty Ltd are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  The RE and IM will receive fees for acting as RE and IM of NES.  Directors or employees of E&P and/or its related bodies corporate are directors of New Energy Solar Ltd, the RE and/or IM of NES. Each individual receives remuneration from E&P and/or its related entities.

OMG

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

OSX

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

 

PMV

A director of E&P Financial Group Limited, the ultimate holding company of Evans and Partners Pty Ltd, is a director of Premier Investments Limited.

PSI

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has provided advisory services to the company or its affiliates in the past 12 months, for which it received a fee.

SUN

A director of E&P Financial Group Limited, the ultimate holding company of Evans and Partners Pty Ltd, is a director of Suncorp Group Limited.

SWM

A director of Evans and Partners Pty Ltd is a director of Seven West Media Limited.

TLX

A director of E&P Financial Group Limited, the ultimate holding company of Evans and Partners Pty Ltd, is a director of Telix Pharmaceuticals Limited.

UNI

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities and/or provided advisory services for the company or its affiliates in the past 12 months, for which it received a fee.

URF

The Responsible Entity (RE) of US Masters Residential Property Fund (URF), other entities that provide services to URF and Evans and Partners Pty Ltd are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate. Each of the RE and other related entities will receive fees for services provided to URF. Directors or employees of E&P and/or its related bodies corporate are directors of the RE of URF and/or other related entities that provide services to URF. Each individual receives remuneration from E&P and/or its related entities.

VCOF

The Responsible Entity (RE) of Venture Capital Opportunities Fund (VCOF) provide services to VCOF and Evans and Partners Pty Ltd which is a wholly owned subsidiary of E&P Financial Group Limited (E&P) and related bodies corporate.  The RE will receive fees for services provided to VCOF.  Directors or employees of E&P and/or its related bodies corporate are directors of the RE of VCOF.  Each individual receives remuneration from E&P and/or its related entities.

WBC

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.