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IMPORTANT DISCLOSURES & DISCLAIMERS

The purpose of this page is to inform you of matters that could reasonably be expected to impair the independence and objectivity of our advice relating to specific listed investments.

Evans and Partners Pty Ltd receives commission from dealing in securities and its representatives, or introducers of business, may directly share in this commission

Important Disclosures

ASX Code Issuer Name Disclosure Comment
AFI AUSTRALIAN FOUNDATION INVESTMENT COMPANY LIMITED Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months.
AYUHA AUSTRALIAN UNITY LIMITED Evans and Partners has arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months.
BHP BHP BILLITON LIMITED A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company.
BOQ BANK OF QUEENSLAND LIMITED. A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company.
BOQPA BANK OF QUEENSLAND LIMITED. A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company.
BOQPC BANK OF QUEENSLAND LIMITED. A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company.
BPA BROOKFIELD PRIME PROPERTY FUND Evans and Partners have been appointed by the Issuer as Broker to an on-market buy-back. Accordingly, Evans and Partners are unable to give Sellers advice in respect of a sale of this security.
BSL BLUESCOPE STEEL LIMITED A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company.
BZAHA BROOKFIELD SECURED BONDS SERIES A ISSUER LIMITED Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months.
BZBHA BROOKFIELD SECURED BONDS SERIES B ISSUER LIMITED Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months.
CBA COMMONWEALTH BANK OF AUSTRALIA. Evans and Partners has arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months
CBAHA COMMBANK RETAIL BONDS SERIES 1 Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months.
FGL FOSTER'S GROUP LIMITED A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company.
HGO HILLGROVE RESOURCES LIMITED Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months. Evans and Partners have been appointed by the Issuer as Broker to an on-market buy-back. Accordingly, Evans and Partners are unable to give Sellers advice in respect of a sale of this security.
HHY HASTINGS HIGH YIELD FUND Evans and Partners have been appointed by the Issuer as Broker to an on-market buy-back. Accordingly, Evans and Partners are unable to give Sellers advice in respect of a sale of this security.
LLC LEND LEASE CORPORATION LIMITED A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company.
MEF MERRICKS CAPITAL SPECIAL OPPORTUNITY FUND LIMITED Evans and Partners has been appointed by the Issuer as Broker to an on-market buy-back. Accordingly, Evans and Partners is unable to give Sellers advice in respect of a sale of this security.
MQCPA MACQUARIE CPS TRUST CONVERTIBLE PREFERNCE SECURITY A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company.
MQG MACQUARIE GROUP LIMITED A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company.
OOH OOHMEDIA GROUP LIMITED Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months
ORG ORIGIN ENERGY LIMITED A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company.
PPC PEET LIMITED Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months.
PRY PRIMARY HEALTH CARE LIMITED Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months.
PRYHA PRIMARY BONDS SERIES A Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months.
QRN QR NATIONAL LIMITED Evans and Partners has arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months.
SAR SARACEN MINERAL HOLDINGS LIMITED Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months.
SNO SNOWBALL GROUP LIMITED Evans and Partners has received during the past 12 months compensation for financial and advisory services from the company, its parent, or its wholly owned or majority owned subsidiary. Evans and Partners has arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months.
SPT SPOTLESS GROUP LIMITED Evans and Partners Pty Ltd acted in an advisory capacity for the bidder in relation to the proposed offer made to the Spotless Group, as announced on 9 May 2011
ZGL ZICOM GROUP LIMITED Evans and Partners have been appointed by the Issuer as Broker to an on-market buy-back. Accordingly, Evans and Partners are unable to give Sellers of this security advice in respect of a sale of this security.