IMPORTANT DISCLOSURES & DISCLAIMERS
The purpose of this page is to inform you of matters that could reasonably be expected to impair the independence and objectivity of our advice relating to specific listed investments.
Evans and Partners Pty Ltd receives commission from dealing in securities and its representatives, or introducers of business, may directly share in this commission
- Privacy Policy
- Evans and Partners Financial Services Guide
- Pershing Financial Services Guide
- Terms and Conditions
- Trading Policies
- Best Execution Disclosure
Important Disclosures
| ASX Code | Issuer Name | Disclosure Comment |
|---|---|---|
| AFI | AUSTRALIAN FOUNDATION INVESTMENT COMPANY LIMITED | Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months. |
| AYUHA | AUSTRALIAN UNITY LIMITED | Evans and Partners has arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months. |
| BHP | BHP BILLITON LIMITED | A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company. |
| BOQ | BANK OF QUEENSLAND LIMITED. | A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company. |
| BOQPA | BANK OF QUEENSLAND LIMITED. | A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company. |
| BOQPC | BANK OF QUEENSLAND LIMITED. | A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company. |
| BPA | BROOKFIELD PRIME PROPERTY FUND | Evans and Partners have been appointed by the Issuer as Broker to an on-market buy-back. Accordingly, Evans and Partners are unable to give Sellers advice in respect of a sale of this security. |
| BSL | BLUESCOPE STEEL LIMITED | A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company. |
| BZAHA | BROOKFIELD SECURED BONDS SERIES A ISSUER LIMITED | Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months. |
| BZBHA | BROOKFIELD SECURED BONDS SERIES B ISSUER LIMITED | Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months. |
| CBA | COMMONWEALTH BANK OF AUSTRALIA. | Evans and Partners has arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months |
| CBAHA | COMMBANK RETAIL BONDS SERIES 1 | Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months. |
| FGL | FOSTER'S GROUP LIMITED | A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company. |
| HGO | HILLGROVE RESOURCES LIMITED | Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months. Evans and Partners have been appointed by the Issuer as Broker to an on-market buy-back. Accordingly, Evans and Partners are unable to give Sellers advice in respect of a sale of this security. |
| HHY | HASTINGS HIGH YIELD FUND | Evans and Partners have been appointed by the Issuer as Broker to an on-market buy-back. Accordingly, Evans and Partners are unable to give Sellers advice in respect of a sale of this security. |
| LLC | LEND LEASE CORPORATION LIMITED | A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company. |
| MEF | MERRICKS CAPITAL SPECIAL OPPORTUNITY FUND LIMITED | Evans and Partners has been appointed by the Issuer as Broker to an on-market buy-back. Accordingly, Evans and Partners is unable to give Sellers advice in respect of a sale of this security. |
| MQCPA | MACQUARIE CPS TRUST CONVERTIBLE PREFERNCE SECURITY | A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company. |
| MQG | MACQUARIE GROUP LIMITED | A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company. |
| OOH | OOHMEDIA GROUP LIMITED | Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months |
| ORG | ORIGIN ENERGY LIMITED | A director or employee of Evans and Partners, or a member of the Evans and Partners Advisory Board is a director of the company. |
| PPC | PEET LIMITED | Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months. |
| PRY | PRIMARY HEALTH CARE LIMITED | Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months. |
| PRYHA | PRIMARY BONDS SERIES A | Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months. |
| QRN | QR NATIONAL LIMITED | Evans and Partners has arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months. |
| SAR | SARACEN MINERAL HOLDINGS LIMITED | Evans and Partners have arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months. |
| SNO | SNOWBALL GROUP LIMITED | Evans and Partners has received during the past 12 months compensation for financial and advisory services from the company, its parent, or its wholly owned or majority owned subsidiary. Evans and Partners has arranged, managed or co-managed a public offering of securities of the company or its affiliates in the past 12 months. |
| SPT | SPOTLESS GROUP LIMITED | Evans and Partners Pty Ltd acted in an advisory capacity for the bidder in relation to the proposed offer made to the Spotless Group, as announced on 9 May 2011 |
| ZGL | ZICOM GROUP LIMITED | Evans and Partners have been appointed by the Issuer as Broker to an on-market buy-back. Accordingly, Evans and Partners are unable to give Sellers of this security advice in respect of a sale of this security. |
